Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm?s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career ? a place for people to learn, to achieve and to grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firm?s enterprise-wide financial crime prevention efforts. GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm?s Anti-Money Laundering (AML), Economic Sanctions, Anti-Corruption and Government and Political Activities Compliance, and Anti-Tax Evasion programs. GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity.
Background on the Team
As part of Morgan Stanley?s ongoing commitment to prevent and detect financial crimes, the Firm has adopted a comprehensive, risk-based program to ensure compliance with applicable laws, rules, regulations, and government guidance.
The successful candidate will work closely with each of the business units and regional GFC teams to plan and execute testing on financial crimes-related processes and controls performed by groups outside of GFC, as well as at third-party vendors.
This role reports to the APAC Testing Vice President (based in Hong Kong) and the Mumbai Head of Financial Crimes. This role reports ultimately to the Global Head of Financial Crimes Testing (based in New York). The role has direct reports and has supervisory responsibilities over APAC Testing team members based in Mumbai.
The APAC Testing Vice President will:
Candidates must have:
Professional Certifications (not required, but one or more desired):