Roles and Responsibilities
Regulatory updates and implementation- Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters.
Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects. Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.
Agreement review- Review intermediary and service partner agreements.
Regulatory Monitoring and reporting- Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements.
Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various compliance matters.
Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc.
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No. Of Vacancy
0 K – 0 K