Credit Suisse Hiring for Assistant Compliance Officer #210517 at   Pune Full Time

• Advice and Counsel the personnel / businesses on application of Credit Suisse policies and procedures and of relevant Indian law/regulations
• In addition to the above also ensure that any unforeseen data leakages, reputational impact etc. do not impact the entity
• Perform supervisory review of work done by CoE team, ensuring alerts are called out, analyzed, and cleared accurately in a timely manner, documentation of rationale and accurate record keeping. Review regulatory and compliance aspects of
• CoE related initiatives
• Build MIs for distribution to Senior Managers and Global collaborators
• Proactively highlight compliance related issues and bring them to successful closure.
• Assist in compliance review of issues related to the migration of processes and functions to the CS Pune
• Assist in responding to any regulatory inquiries and hands on knowledge of SEZ/ STPI /DoT regulations are essential
• Collaborate closely with Vendor Compliance Officers and answer their queries
• Assistance with day-to-day legal and compliance matters, including assistance on meeting materials, administration of weekly/monthly compliance reporting, preparation of email correspondence, monitoring of compliance results, and maintenance of records
• Support internal and external audits
• Quarterly review of internal process and provide improvements in execution inputs
• The profile requires good analytical skills, attention to detail, strong policy and process knowledge. The role demands regular coordination with senior management and the individual should possess excellent stakeholder leadership skills and challenging status Quo. Ability to maintain strict confidentiality with sensitive information, financial documents, records and personal matters

Your future colleagues

• India CCO team comprises of two key parts – First is Compliance coverage for all deployed (ex-BDC) functions based in India (Pune, Mumbai, Bangalore), across Technology, Operations, Risk, Finance and others.
• Second part is the deployed activities of distributed CCO processes that are carried out from Pune.
• CCO Coverage team is looking for a Junior Compliance Business Partner. Key responsibilities include compliance advisory to the Business / Employees and Staff at the CS Pune and its affiliates. Be vigilant and highlight risks and bring them to successful closure.
• CCO India provides independent oversight and control over the compliance and regulatory risks. We conduct Compliance risk assessments so to minimize potential risks to CS’s reputation and the violation of laws or regulations.
• By attracting top talent and using technology innovation, big data & analytics, we understand our Customers’ needs and business objectives and ensure a complete view on risks, issues and remediation actions.
• We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

Your skills and experienceWe are looking for a hardworking and motivated individual with the following qualifications:University degree/ Master Degree

• At least 3 to 5 years of proven experience in related activities in bank/ securities market industry
• Very good understanding of the complexity of financial products/ banking industry and its regulatory environment
• Analytical, attention to details, be able to spot and document irregular trends and patterns
• Methodical and detailed in documentation and follow through on issues and cases
• Strong Influencing, Communication and Stakeholder management skills
• Excellent Microsoft Office skills, including Excel, Word and Outstanding written, verbal communication and presentation skills
• Dedication to fostering an inclusive culture and value diverse perspectives

Your new employer
Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. We are committed to building a culture of inclusion with a deep sense of belonging for all of us. We will consider flexible working opportunities where possible. Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law. If you require assistance during the recruitment process, please let your recruiter know. See Less